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The Main Menu for

The Regulatory Agencies and Regulatory Requirements

For access to a regulator or an item, click on the highlighted line.

Regulatory Organizations: Domestic
Board of Governors of the Federal Reserve
Commodity Futures Trading Commission
Conference of State Bank Supervisors
Federal Financial Institutions Examination Council
FDIC
Municipal Securities Rule Making Board
National Futures Association
Office of Thrift Supervision
Office of the Comptroller of the Currency
The Securities and Exchange Commission
The National Association of Insurance Commissioners
The National Association of Credit Unions 		Depository Institutions: Interest rate risk
Joint Policy Statement: Interest rate Risk (6/26/96)
Depository Institutions: Capital Requirements
OCC Risk-Based Capital Model
Interest Rate Risk and Risk-Based Capital
Market Risk and Risk-Based Capital
Capital Requirements for Low-Level Recourse
Capital Requirements for Small Business Loans Sold with Recourse
Depository Institutions: Securitization
Securitization - Guidelines for National Banks
Depository Institutions: Derivative Instruments
Supervisory Guideline on Credit Derivative
Regulatory Organizations: Global
Bank for International Settlement
International Organization of Securities Commissioners
North American Securities Administrators Association

Complying With Regulations
Value at Risk: A New Methodology to Measure Interest rate Risk

Changing the Regulatory Environment
Proposed Elimination of Firewalls
Streamlining Regulation

Insurance companies: Overview of Regulation:
Regulation in the Insurance Industry
Insurance companies: Capital Requirements
Risk-Based Capital: Insurance Companies
Risk-Based Capital: Life Insurance Companies
Risk-Based Capital: P/C Companies
Insurance companies: Investment Guideline
The Model Investment Law