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In The Good Citizen
Michael Schudson describes four interconnected but ultimately distinct
eras of American civic life, each characterized by the dominance of a
particular model of citizenship. In the first era, roughly corresponding
to the 18th and early 19th centuries, citizens deferred to the leadership
of political elites civic responsibility consisted mainly of affirming
the legitimacy of this ruling caste. The second era, in place throughout
the remainder of the 19th century, was characterized by the dominance
of political parties. In this period, citizens played a more central role,
though this role was orchestrated by strong local party organizations
that mobilized the masses through the tangible incentives of patronage,
entertainment and other individual, material rewards rather than through
detailed appeals to ideology or issues.
In the late 19th and
early 20th centuries, yet another transformation occurred, in large part a
reaction to the particular brand of partisan politics that proceeded it. This
era, in place until the 1950s, was characterized by two, somewhat competing
models. The dominant model, emerging from Progressive reforms, emphasized
managerial efficiency, a non-partisan professional press, and government by
experts. The second, less dominant model, focused on the importance of the
direct input of citizens into the substance of politics and policymaking and
was characterized, on the one hand, by local discussion groups, salons, and
other forms of civic deliberation, and on the other, by the emerging art and
science of public opinion polls. The final era described by Professor Schudson,
beginning in the 1950s and characterizing much of todays non-electoral
politics, is dominated by the "rights-conscious" citizen. In this
model, individual and collective rights drive the plot lines of politics,
and the judicial rather than the executive or legislative branches becomes
the center stage on which these dramas unfold.
The description of civic
life in The Good Citizen is more nuanced than this brief overview suggests.
Professor Schudson is careful in showing that there were alternative models
in play in each of these eras; that elements of deference, partisan politics,
expertise, direct democracy, and civil rights could be found in each era;
and that each new model of citizenship overlaid rather than replaced prior
models. He is also careful in pointing out that each of these models of civic
life carry with them positive and negative implications for the quality of
democracy. But running throughout The Good Citizen is a consistent
theme: that the role of the citizen in American civic life has always been
more circumscribed in practice than idealized models of "rule by the
people" would imply and that, viewed historically, the current state
of civic life is at a minimum no less vibrant than in past eras and is arguably
a preferable mix of elite and mass democracy.
While there are numerous
strands to this argument, it is played out most directly in Professor Schudsons
critique of what he views as the problematic ideal of "the informed citizen"
which emerged most explicitly at the end of the 19th century. In
a recent address at the 1999 James K. Batten Awards and Symposium for Excellence
in Civic Journalism, he elaborated on his concerns. Professor Schudson argues
that this ideal has few roots in the theories and practice of American democracy
which proceeded this era; that its ascendancy in the 20th century
has led to a sanitizing of politics, stripping it of the visceral, emotional
elements that served as powerful motivating forces in earlier eras; that it
sped the rejection of partisan politics and of a politics "intertwined
and inextricable from every-day social life and social relations;" and
that it has created such impossible intellectual demands on citizens that
it serves to weaken rather than strengthen efforts to create a more participatory,
democratic civic life.
In the conclusion of
The Good Citizen, Professor Schudson writes that "the model of
the informed citizen
. still holds a cherished place in our array of
political values, as I think it should, but it requires some modification"
(p.309). His recommendation is for a more realistic model in which most citizens
regularly "monitor" or "scan" the political and social
environment, learning enough to be "poised for action if action is required"
(p. 311). And while he acknowledges that "[t]here is surely some line
of willful ignorance that, once crossed, crosses out democracy itself
[and that the] teaching of democracy and the modeling of democracy should
never stop," he also argues that "we should have in view plausible
aims that integrate citizenry competence with specialized expert resources"
(pp. 311-312). In the end, "[t]here must be some distribution across
people and across issues of the cognitive demands of self-government"
(p.310).
That the ideal of the
informed citizen has been used (consciously and unconsciously) to restrict
democracy is incontrovertible: one of the strongest arguments against democracy
over the past 2000 years has been the fear that "the masses" lacked
the intelligence and knowledge to exercise their power in a responsible way.
As Professor Schudson documents, throughout the late 19th and most
of the 20th centuries the failure of citizens to meet often unrealistic
standards was the stated justification for many of the laws and norms designed
to limit the franchise to anglo, male, economically well off, and educated
citizens. And much of the power behind progressive-era arguments in favor
of government-by-experts derived from the belief that average citizens lacked
the ability to govern themselves. Certainly it is no coincidence that the
rise of the informed citizen model is paralleled by a precipitous decline
in voter turnout.
Professor Schudson would
find a great deal of support for his argument in much of the political science
literature. Public opinion polling since the 1930s has consistently documented
low levels of political knowledge among the American public, leading Philip
Converse to write that "the most familiar fact to arise from sample surveys
is that popular levels of information about public affairs are, from the point
of view of an informed observer, astonishingly low" (1975: p. 79). Imbedded,
as this research was, in an era in which the model of the informed citizen
was dominant, these findings produced a great deal of concern. "It seems
remarkable," wrote Bernard Berelson, Paul Lazarsfeld, and William McPhee,
"that democracies have survived through the centuries
. That is
the paradox. Individual voters today seem unable to satisfy the requirements
for a democratic system of government outlined by political theorists"
(1954: p.312).
It
is not too great a simplification to suggest that most of the public opinion
theory and research that has emerged over the last 40 years has been an attempt
to resolve this apparent paradox. There is a consensus that most citizens
are politically uninformed. There is no consensus, however, on the causes
or implications of this state of civic affairs. Many observers, starting from
the premise that an informed citizenry is the sine qua non of democracy,
conclude that American politics is in crisis: that the tensions inherent in
its theory and practice have made it either ungovernable, undemocratic, or
both. Robert Entman, in his aptly titled book, Democracy Without Citizens,
argues that "people who participate regularly and knowledgeably form a distinct
minority," and thus, the U.S. system "represents the general public less well
than Americans deserve" (1989: p. 28). Paul Blumberg puts it more starkly:
America's
embarrassing little secret...is that vast numbers of Americans are ignorant,
not merely of the specialized details of government which ordinary citizens
cannot be expected to master, but of the most elementary political facts
information so basic as to challenge the central tenet of democratic
government itself. (1990: p. 1)
However,
not everyone agrees that low levels of civic knowledge constitute a threat
to democratic politics. Starting from a "realist's view," many believe that
the need for a generally informed citizenry is overstated. For these scholars
the solution to Berelson's paradox is not to change citizens or the
system in which they operate but to rethink the definition of democracy
itself. This view is reflected in the words of E.E. Schattschneider, who wrote:
It
is an outrage to attribute the failures of American democracy to the ignorance
and stupidity of the masses. The most disastrous shortcomings of the system
have been those of the intellectuals whose concepts of democracy have
been amazingly rigid and uninventive. (1960: p. 135-136)
In this
view (one that is quite consistent with that articulated in the last chapter
of The Good Citizen), real democracy functions through some combination
of government by experts, the availability of "attentive publics," the resourceful
use of heuristics and information shortcuts by citizens, and/or the beneficent
effects of "collective rationality" wherein the whole of citizen awareness
is greater than the sum of its parts.
Much of this research
is motivated by a desire to salvage liberal democracy from its critics, to
show, as Benjamin Page and Robert Shapiro have put it, that "ordinary citizens
are not to be feared" and that "skepticism and disdain [for the civic capacity
of the public] are not well founded" (1992: pp. xi, 1). In the remainder of
this paper I would like to summarize what the political science literature
tells us about what Americans know about politics and why it matters, drawing
heavily from my own work (co-authored with Scott Keeter) in this area. In
providing this overview I will attempt to do justice to the various points
of view that are reflected in the literature. It is my argument, however,
that in attempting to rehabilitate the image of ordinary citizens by downplaying
the possibility or necessity of an informed public, scholars run an equally
great risk of selling both citizens and democracy short. Put more bluntly,
I am suggesting that democracy becomes more responsive and responsible the
more informed, and the more equitably informed, is its citizenry.
The Average American
is Poorly Informed, But Not Uninformed
Over
fifty years of survey research on Americans knowledge of politics leads
to several consistent conclusions. The most powerful and influential of these
conclusions is that the "average" citizen is woefully uninformed
about political institutions and processes, substantive policies and socioeconomic
conditions, and important political actors such as elected officials and political
parties (Bennett, 1988; Campbell, et al., 1960; Converse, 1964; Ferejohn,
1990; Neuman, 1986). This conclusion has been reinforced, even mythologized,
by popular press accounts of public ignorance, as when a 1986 ABC/Washington
Post poll reported that, shortly after the widely covered Geneva summit
between Ronald Reagan and Mikhail Gorbachev, a majority of Americans could
not name the leader of the Soviet Union. A similar, if less scientific, example
was given in a 1991 New York Times column:
THAT'S
U.S. SENATOR
Several
members of the New York State Senate reported last week that they had
received dozens of calls from constituents with urgent advice on how they
should vote on the nomination of Clarence Thomas to the Supreme Court.
The trouble was, the nomination was in the hands of the United States
Senate.
Books
such as Allan Bloom's The Closing of the American Mind (1987), Diane
Ravitch's and Chester Finn's What Do Our 17-Year-Olds Know (1987),
and E.D. Hirsch's Cultural Literacy (1988), have also contributed to
this negative image of the American public. Indeed, D. Charles Whitney and
Ellen Wartella conclude that a "virtual cottage industry has arisen in the
past few years in making out the American public as a bunch of ignoramuses"
(1989: p. 9). This characterization is so well-established that, according
to John Ferejohn, "Nothing strikes the student of public opinion and democracy
more forcefully than the paucity of information most people possess about
politics" (Ferejohn, 1991). Evidence from recent presidential campaigns has
done little to rehabilitate the American voter's image. For example, a 1992
report by the Center for the Study of Communication at the University of Massachusetts
found that while 86 percent of a random sample of likely voters knew that
the Bush's family dog was named Millie and 89 percent knew that Murphy Brown
was the TV character criticized by Dan Quayle, only 15 percent knew that both
candidates favored the death penalty and only 5 percent knew that both had
proposed cuts in the capital gains tax.
There
is seemingly no end to the examples one can find to illustrate the publics
ignorance of politics. The single most commonly known fact about George Bush's
opinions while he was president was that he hated broccoli. More people were
able to identify Judge Wapner (host of the television series, The People's
Court) than Chief Justices Burger or Rehnquist. More people know John
Lennon than Karl Marx, or know Bill Cosby than either of their U.S. senators.
More people know who said "What's Up Doc," "Hi Yo Silver," or "Come Up And
See Me Sometime" than "Give Liberty or Give Me Death," "The Only Thing We
Have To Fear Is Fear Itself," or "Speak Softly And Carry A Big Stick." More
people knew that Pete Rose was accused of gambling than could name any of
the five U.S. Senators accused of unethical conduct in the savings and loan
scandal. And so on.
However, while there
is no question that levels of public knowledge are less impressive than "an
informed observer" might hope, a more systematic overview of the past 50 years
of survey research on what Americans know about politics reveals a much more
complex picture than normally assumed. In doing research for our book, What
Americans Know About Politics and Why It Matters, Scott Keeter and I collected
over 2000 survey questions tapping factual knowledge of politics that were
asked over the past 50 years. These questions covered a range of topics one
might expect an informed citizen to know, including knowledge of institutions
and processes (for example, how a bill becomes a law, or what rights are guaranteed
by the U.S. constitution), of substantive issues and indicators of the day
(for example, whether there is a federal budget deficit or surplus, or the
percentage of Americans living in poverty), and of public figures and political
organizations (for example, the name of your U.S. Representative, the stands
of presidential candidates on the key issues of the day, or which party controls
the Senate).
Unsurprisingly, the
average level of knowledge was low only 4-in-10 of these questions
could be answered correctly by over half of those surveyed. But the average
alone does not tell the full story. Many of the more commonly known facts
included rudimentary but potentially important pieces of information such
as details about the separation of powers across branches and levels of government;
the definitions of key terms such as veto, inflation, or party platform; civil
rights such as the constitutional guarantee to a trial by jury, free speech,
and religious freedom; the stands of presidential candidates and political
parties on some of the major issues of the day (such as social security, health
care, and foreign relations), social and economic conditions (such as the
existence of a budget deficit or surplus, or the illiteracy rate), and the
like.
None of this is to suggest
that Americans are generally well-informed. Among the 6-in-10 questions that
less than half of the public could answer (and the 1-in-4 that fewer than
a quarter of the public could answer) were many facts that seem equally or
more crucial to effective citizenship: definitions of key terms such as liberal,
conservative, primary elections, or the bill of rights; knowledge of many
individual and collective rights guaranteed by the Constitution; the names
or issue stands of most public officials below the level of president or governor;
candidate and party stands on many important issues of the day; key social
conditions such as the unemployment rate or the percentage of the public living
in poverty or without health insurance; how much of the federal budget is
spent on defense, foreign aid, or social welfare; and so on. Further, there
is little evidence that citizens are most knowledgeable about those things
that are arguably most important: for example, there is little substantive
reason for most Americans to know the name of the Vice President but not the
name of their U.S. Representative or Senators. It does suggest, however, that
Americans are neither as uninformed nor as unwilling or incapable of being
informed as is often stated.
Another way to make this
point is to look at the results of surveys that include multiple knowledge
items. For example, in a 50-question "quiz" covering a range of
topics designed to tap knowledge of three key areas (institutions and processes,
current issues and social conditions, and key political actors and groups)
the average score for a national sample of American adults was about 50 percent
correct evidence perhaps of an under-informed public, but not
of an uninformed one.
Aggregate Levels of Political
Knowledge Have Remained Relatively Stable Over The Past 50 Years
Clearly the average
American is poorly informed about politics when compared to an idealized citizen.
Another, arguably "fairer" way to assess the state of political
knowledge among the American public is to compare current levels of knowledge
to past levels. While data allowing for a systematic comparison of knowledge
levels over the past 50 years is less comprehensive than one would hope, the
evidence strongly suggests that Americans are about as informed about politics
today as they were fifty years ago (Bennett, 1988; 1989; Delli Carpini and
Keeter, 1996: 105-134; Neuman, 1986: 14-17; Smith, 1989: 159-222).
These findings could
be seen as good news or bad news, depending on ones perspective. The
good news is that, despite concerns over the quality of education, the decline
in newspaper readership, the rise of soundbite journalism, the explosion in
national political issues, and the waning commitment to civic engagement,
citizens appear no less informed about politics today than they were
half a century ago. The bad news is that despite an unprecedented expansion
in public education, a communications revolution that has shattered national
and international boundaries, and the increasing relevance of national and
international events and policies to the daily lives of Americans, citizens
appear no more informed about politics today than they were half a
century ago.
This relative stability
in levels of political knowledge should not be mistakenly interpreted as suggesting
that Americans are unable to monitor changes in the political environment.
As evidence of this, consider the following example. In most years for which
data is available, majorities of the public were correctly able to place the
Democratic party and its presidential candidates to the left of their Republican
counterparts on issues such as women's role in society, aid to minorities,
jobs, education, and school desegregation (Stimson, 1990: pp. 352-353). However,
while the stands of the Democratic and Republican parties are usually distinct
on these issues, in many years the distinctions are subtle at best, making
it more difficult for citizens to learn where the parties stand relative to
each other. When the stands of the parties become more distinct, substantial
portions of the public appear to learn this fact.
For example, in 1956
and 1960 about 20 percent of those surveyed saw the Democratic party as more
liberal on federal aid to minorities than the Republican party, while about
the same percentage that saw Republicans as the more liberal party. The two
parties were rated similarly on their stands regarding school desegregation.
This balance is reflective of the actual stands of the two parties during
this period. While Truman led the way to desegregating the military, the initial
efforts to pass civil rights legislation in the 1940s and 1950s were often
championed by Republicans. Moreover, the ruling in Brown v. Board of Education
was handed down during Eisenhower's presidency, and it was Eisenhower who
issued the executive order to desegregate the schools in Little Rock, Arkansas.
By 1968, however, both civil rights and federal aid to blacks had become strong
planks in the Democratic party platform, while the Republican party had moved
away from its long-term emphasis on the former, and often actively opposed
the latter. This shift was not lost on a significant portion of the American
public: in 1964 and 1968 between 50 and 60 percent of those surveyed saw the
Democrats as the more liberal party on aid to minorities, while only 7 to
11 percent saw the Republican party as the more liberal. And 50 to 56 percent
saw the Democrats as more liberal on school desegregation, compared to only
7 to 9 percent who saw the Republicans in this light.
A similar example of
the public's ability to survey the changing political terrain is provided
by the parties' developing stands on the role of women in society. In 1972
and 1976, about a third of the public saw the Democratic party as more liberal
than the Republican party on this issue. In contrast, only about 10 percent
of the public saw the Republican party as more liberal. Again, these modest
differences fairly accurately reflected the small differences between the
two parties in the early 1970s (for example, while the Democratic party and
candidates were somewhat more committed to feminist issues, both parties supported
the ERA and all four presidential candidates were nominally pro-choice). By
1980, however, the Republican party had become firmly "captured" by social
conservatives who aggressively expounded more conservative rhetoric on issues
such as the role of women (for example, in 1980 the Republican party removed
its support for the ERA from its platform, and added planks advocating a constitutional
amendment outlawing abortion and supporting legislation "protecting and defending
the traditional American family"). At the same time, the Democratic party
strengthened its commitment to feminist concerns, including
support for the ERA,
opposition to reversals of past ratification of the ERA, a pledge to hold
no national or regional party meetings in unratified states, endorsement
of the 1973 Supreme court decision allowing abortion, support for increased
federal funds for child-care programs, and commitment to the principle
of equal pay for equal work. (Klein, 1984: p. 157)
As a result of this more
sharply defined difference between the two parties, the percentage of the
public knowing that the Democratic party was the more liberal on women's roles
in society increased to around 60 percent in 1980 and 1984, while the percentage
seeing the Republicans as the more liberal party held about constant at 10
percent.
Americans Appear
To Be Slightly Less Informed About Politics As Are Citizens of Other Comparable
Nations
Yet another way to
assess Americans political knowledge is to compare them to citizens
of other countries. Good comparative data are again relatively sparse, especially
for knowledge of domestic politics. What evidence there is provides a somewhat
ambiguous picture. Recent evidence on knowledge of foreign affairs suggests
that Americans lag behind residents of many western nations in awareness of
key political actors and events. For example, surveys conducted in eight nations
(Canada, France, Germany, Italy, Mexico, Spain, The United Kingdom, and the
United States) in 1994 by the Times Mirror Center found that, in terms of
the percentage able to answer the current events questions correctly, Americans
placed third on one item (knowing which nation was threatening to withdraw
from the nonproliferation treaty), sixth on two others (knowing the ethnic
group that had conquered much of Bosnia, and the name of the group that Israel
had recently reached a peace accord with), and came in seventh (naming the
president of Russia) and eighth (identifying Boutros Boutros Ghali) on the
other two. Of seven nations for which summary tabulations were made, Americans
had the second-lowest mean number correct (only Spain fell behind; Mexico
was not tabulated). Thirty-seven percent of Americans missed all of the questions,
the highest percentage among the seven nations to do so.
Research
by Baker, et al. (1994), comparing knowledge of national legislatures in the
United States, Canada, and Great Britain, also suggests that Americans are
less informed than are citizens of other nations. U.S. citizens averaged less
than three correct answers on a ten-item scale measuring knowledge of the
U.S. Congress, compared to Great Britains, who averaged over 6 correct out
of ten questions about their parliament, and Canadians, who averaged a remarkable
9.8 correct out 11 questions about their parliament.
A
somewhat less grim picture emerges from a 1986 cross-national survey that
asked about world leaders. Americans equaled or exceeded respondents from
the other four nations in their ability to name their own head of state (99
percent for Americans, 99 percent for the French, 96 percent for the British,
95 percent for West Germans, and 89 percent for the Italians). Americans were
about as likely as the others to know the prime minister of Japan, but were
considerably less able to identify the heads of state of Western European
nations. And the five-nation survey that formed the basis for Almond and Verba's
The Civic Culture found a considerably higher percentage of Americans
and Germans able to name four or more party leaders when compared with the
English, Italians, or Mexicans. Americans were behind the Germans, but comparable
to the British, in the ability to name four or more cabinet offices.
Finally, a 1988 National
Geographic survey asked representative samples of adult citizens from nine
countries to locate 16 "places" on a map of the world (14 countries and two
bodies of water). Overall Americans correctly located an average of 8.6 places,
putting them 6th out of the 9 countries included in the survey. More specifically,
Americans were above average in locating places relatively close to them (Canada,
Mexico, Central America, the Pacific Ocean, and the United States itself),
while they were below average in identifying areas that are geographically
more distant (the United Kingdom, France, West Germany, Sweden, Egypt, and
the Persian Gulf).
"Average" Levels
of Knowledge Mask Important Differences Across Groups
The portrait of the American
citizen presented thus far is generally consistent with Professor Schudsons
(and others) call for a more realistic set of expectations regarding
the informational requisites of civic life. This picture becomes more complicated,
and to my mind, problematic when one looks at the variance in knowledge across
citizens, however. Too often "the citizenry" is described in monolithic
terms. The evidence suggests, however, that there are dramatic differences
in how informed Americans are. For example, as noted above, a 50-question
"quiz" of political knowledge given to a national sample of American
adults produced an average score of almost 50 percent correct. But the most
informed 30 percent of the sample averaged better than 7-in-10 correct answers,
while the least informed 30 percent could only answer 1-in-4 questions correctly.
In short, there is no single portrait of the American citizen: a substantial
percentage is very informed, an equally large percentage is very poorly informed,
and the plurality of citizens fall somewhere in between.
One could argue, as does
Professor Schudson, that these differences simply reflect the fact that "[t]here
must be some distribution across people and across issues of the cognitive
demands of self-government" (p.310), and ultimately that civic life must
"integrate citizenry competence with specialized expert resources"
(pp. 311-312). The problem with this view is that differences in levels of
knowledge parallel other, more traditional indicators of political, social,
and economic power such as race, gender, class, and age.
The extent
to which knowledge levels vary across groups of citizens is clearly seen using
data from two surveys conducted in the late 1980s. While the size of the knowledge
gaps about national politics vary from item to item, the overall pattern is
compelling: men are more informed than women; whites are more informed than
blacks; those with higher incomes are more informed than those with lower
incomes; and older citizens are more informed than younger ones.
The
extent of these differences can be summarized in several ways. Of the 68 questions
asked across the two surveys, for only five was the percentage correct for
women as high or higher than for men, and in no case was the percentage correct
for blacks as high as for whites, or was the percentage correct for for low
income citizens as high as that for upper income ones. The comparison across
age cohorts reveals a somewhat more variable pattern, though 55 of the 68
questions were answered correctly by a greater percentage of "pre-baby boomers"
than "post-baby boomers."
The
sizes of these gaps in knowledge are substantial. For example, the median
percent correct across all the items in the 1989 survey for men was 1.35 times
that for women, the median percent correct for pre-baby boomers was 1.38 times
that for post-baby boomers, the median percent correct for more affluent citizens
was 1.59 times that of relatively poor citizens, and the median percent correct
for whites was over twice that for blacks.
The
cumulative effect of these question-by-question differences can be gauged
by summing across all the items to make a knowledge index. Fully three quarters
of the women in the 1989 survey scored below the median for men. Substantially
more than three quarters of those from families earning under $20,000 a year
scored below the median for those earning over $50,000, as was the case for
post-baby boomers when compared to pre-baby boomers. And three quarters of
black Americans scored below three quarters of white Americans, a knowledge
gap of dramatic proportions. Similar patterns were found in the 1988 data.
As
a final demonstration of the extent of group differences in political knowledge,
one can compare the average scores on the two knowledge scales (measured as
the percent of the questions answered correctly) for members of different
segments of the population. The average score for the total 1989 sample was
49 percent while for the 1988 sample it was 50 percent, meaning that the "typical"
citizen could answer about half the questions correctly. However, this average
masks substantial differences across different segments of the population.
These differences are especially dramatic when considered for groups of citizens
that combine the advantages and disadvantages associated with age, class,
race, and gender. The most informed citizens were older, white males whose
family income exceeded $50,000 (65 percent correct on the 1989 scale and 76
percent correct on the 1988 scale). These scores were over two and a half
times higher than those achieved by the least informed group in our sample:
younger black women whose family income was less than $20,000 a year. More
generally, the patterns demonstrated in both samples show the exceptionally
close fit between political knowledge and socioeconomic status. Surprisingly,
the size of the race, gender, and class knowledge gaps have remained relatively
unchanged over the past 40 years, and the size of the generational knowledge
gap appears to have increased.
Knowledge
is Tied to Many Attributes of "Good" Citizenship
Politics
is ultimately about "who gets what" from government, or as David
Easton (1965) put it, "the authoritative allocation of goods, services,
and values." With this in mind, evidence of systematic differences in
political knowledge that are tied to other socioeconomic indicators of political
power should give one pause. The political significance of these knowledge
gaps depends, however, on whether or not knowledge matters to effective citizenship.
While there is some disagreement on this, my own work and my reading of the
larger literature strongly suggests that informed citizens are "better"
citizens in a number of ways.
Specifically, research
has found that more-informed citizens are more accepting of democratic norms
such as political tolerance, are more efficacious about politics, are more
likely to be interested in, follow and discuss politics, and are more likely
to participate in politics in a variety of ways, including voting, working
for a political party, and attending local community meetings (Delli Carpini
and Keeter, 1996; Junn, 1991; Leighly, 1991; Marcus, et al., 1995; Verba,
Schlozman, and Brady, 1995). Research also suggests that more-informed citizens
are more likely to have opinions about the pressing issues of the day (Delli
Carpini and Keeter, 1996; Krosnick and Milburn, 1990), are more likely to
hold stable opinions over time (Delli Carpini and Keeter, 1996; Erikson and
Knight, 1993; Feldman, 1989), are more likely to hold opinions that are ideologically
consistent with each other (Converse, 1964; Delli Carpini and Keeter, 1996:
235-238; McCloskey and Zaller, 1984: 250-251; Neuman, 1986: 64-67; Nie, Verba,
and Petrocik, 1979: 154; Stimson, 1975; Zaller, 1986: 10-11), and are less
likely to change their opinions in the face of new but tangential or misleading
information (Kinder and Sanders, 1990; Lanoue, 1992) but more likely to change
in the face of new relevant or compelling information (Zaller, 1992).
There
is also evidence that political knowledge affects the opinions held by different
socioeconomic groups (for example, groups based on race, class, gender, and
age differences). More-informed citizens within these groups hold opinions
that are both significantly different from less-informed citizens with similar
demographic characteristics, and that are arguably more consistent with their
material circumstances (Delli Carpini and Keeter, 1996: 238-251). For example,
informed women are more supportive of government programs designed to protect
womens rights, informed but economically disadvantaged citizens are
more supportive of government programs designed to provide jobs and improve
their standard of living, and so forth. These group differences are large
enough to suggest that aggregate opinion on a number of political issues would
be significantly different and more representative of the public interest
were citizens more fully and equitably informed about politics (Delli Carpini
and Keeter, 1996; Althaus, 1998).
Finally,
political knowledge seems to increase citizens ability to consistently
connect their policy views to their evaluations of public officials and political
parties, as well as to their political behavior. For example, more-informed
citizens are more likely to identify with the political party, approve of
the performance of office holders, and vote for candidates, whose policy stands
are most consistent with their own views (Alvarez, 1997; Delli Carpini and
Keeter, 1996: 251-258).
Alternatives
to the Informed Citizen Model
While
the evidence that knowledge matters, and thus that systematic differences
in levels of knowledge are problematic, is compelling, there are a number
of arguments which, if correct, could serve to lessen or eliminate these concerns.
Two of the most powerful arguments the "heuristic model"
and the "on-line processing model" focus on the way individuals
make political decisions.
One of the major criticisms
of the "informed citizen" model is that it expects citizens "to
yield an unlimited quantity of public spirit, interest, curiosity, and effort"
(Lippmann, 1925:2), thus setting standards so high as to make democracy impossible
(Schattschneider, 1960: 134-136). An alternative view is that citizens can
make reasonably effective decisions even if they are only moderately-informed
(Berent and Krosnick, 1992; Graber, 1988; Hurwitz and Peffley, 1987; Peffley
and Hurwitz, 1992; Lau and Sears, 1986; Popkin, 1991; Shapiro, et al., 1991;
Stroh, 1992). With only a few exceptions this model accepts the three assumptions
that drive the informed citizen model that beliefs are the mainspring
of attitude formation; that beliefs can be based on more or less accurate
information; and that attitude formation and expression is an active
process. However, citizens are further seen as "cognitive misers"
(Hewstone and Macrae, 1994) who attempt to make efficient, rational decisions
under circumstances of limited ability to process information, limited incentives
to become politically engaged, and limited information (Downs, 1957; Mondak,
1994; Popkin, 1991). Citizens achieve this low-information rationality through
the use of information short-cuts or heuristics:
Citizens frequently
can compensate for their limited information about politics by taking
advantage of judgmental heuristics. Heuristics are judgmental shortcuts,
efficient ways to organize and simplify political choices, efficient in
the double sense of requiring relatively little information to execute,
yet yielding dependable answers even to complex problems of choice....
Insofar as they can be brought into play, people can be knowledgeable
in their reasoning about political choices without possessing a large
body of knowledge about politics. (Sniderman, Brody, and Tetlock, 1991:
19)
The notion of heuristic
decision making is rooted in Anthony Downs economic theory of democracy
(1957) and research by psychologists Daniel Kahneman and Amos Tversky (1972;
1973; 1982a; 1982b; 1984; Tversky and Kahneman, 1973; 1974; 1980; 1981; 1982a;
1982b). Kahneman and Tversky identified four different simplifying heuristics:
representativeness, availability, adjustment and anchoring, and simulation.
Representativeness is assigning an item to a particular class and then
using what one believes about that class to form opinions about the item in
question. For example, I know Bill Clinton is a Democrat, so I use what I
believe about Democrats to make judgements about him.
Availability
refers to the ease with which an individual can retrieve relevant information
from long-term memory. For example, in being asked my opinion about the job
Bill Clinton is doing as president, I might easily recall that he recently
raised taxes, and so give him an unfavorable rating, since I am opposed to
raising taxes. Anchoring and Adjustment is a simplifying process in
which individuals form an initial response, and then adjust that response
by considering additional information related to that response. For example,
I might give Clinton an unfavorable rating based on his raising taxes, but
then adjust my opinion in a more favorable direction as I think of ways in
which he might have improved economic conditions. Thus, my initial opinion
anchors my subsequent reflections.
Finally, simulation
"facilitates decision making when information is lacking.... decision
makers mentally play out [hypothetical] sequences of events relevant to the
judgement under consideration" (Mondak, 1994: 123). For example, in deciding
whether to vote for Bill Clinton or Bob Dole, I draw on easily accessible
information and beliefs to "predict" how each candidate might
address issues of importance to me.
Popkin (1991) uses both
representativeness and availability in theorizing about how citizens are able
to use heuristics in coming to political judgements, and Ottati and Wyer (1990)
and Iyengar (1990) discuss an "accessibility" heuristic that is
similar to "availability." Ottati and Wyer (1990) also discuss the
use of "stereotypes" in a way that is similar to Kahneman and Tverskys
representativeness heuristic. In addition, political scientists have hypothesized
and tested other heuristics. For example, Sniderman, et al., (1986) and Sniderman,
Brody, and Telock (1991) refer to a "desert heuristic" in which
individuals make political judgements based on whether they believe an individual
or group is deserving of the action or policy in question. And Riggle (1992)
and Riggle, et al., (1992) distinguish "procedural" heuristics (rules
for how information should be processed) from "categorical" heuristics
(rules for what kinds of information should be use in different circumstances).
The heuristic model goes
a long way towards reconciling evidence of low levels of information with
the assumption that citizens can make reasoned decisions that reflect their
true preferences. The distinction between the heuristic and informed citizen
models is less sharp that often suggested, however, and four related issues
make it unclear whether the heuristic model offers a satisfying solution to
the paradox of a democracy based on poorly and inequitably informed citizens.
First, both the informed
voter and the heuristic models assume citizens come to political judgement
with less than full information. Research suggests that even elites such as
foreign policy makers make decisions under conditions of imperfect information
and use heuristics in making decisions (Jervis, 1976; Khong, 1992; Larson,
1985). The use of short cuts describes a human condition rather than a particular
form of decision making. Thus, the issue in both models is not whether people
use partial information to make decisions, but the reliability, validity,
and relevance of the information used.
Second, the heuristic
model is based on low information rationality, not no information
rationality. Heuristic models assume that citizens are able to use short cuts
precisely because they can draw on relevant information stored in long-term
memory. True, the heuristic model suggests that many of the "textbook"
facts tapped in quizzes of the public may be unnecessary for making reasoned
judgements (Graber, 1994). However, much of the information that is
necessary for heuristic decision making for example, the party affiliations,
ideological leanings, past issue stands, and personal characteristics of public
figures is precisely the kind of information that many citizens lack.
Third, while research
suggests that many citizens can make reasonably good decisions based on limited
information, it also suggests that the process by which such decisions are
made, and the quality of the ultimate decisions, is still dependent upon the
amount and quality of information citizens have available to them (Sniderman,
Brody, and Telock, 1991; Riggle, et al., 1992). This is an especially important
consideration, given the systematic group differences in political knowledge
documented earlier in this paper.
And fourth,
while most of the political science literature focuses on the value
of heuristics in reaching decisions that accurately reflect ones true
preferences, much of the psychological literature in this area emphasizes
the tendency for such simplified processes to lead to decision errors.
At some point the amount or quality of information used for making decisions
can become so limited as to be useless or misleading (Kuklinski, et al., 1997).
For example, a large percentage of those who voted for George Bush in 1988
did so because they wrongly inferred specific policies to the prior Reagan-Bush
administration (Delli Carpini and Keeter, 1996: 263-264). Similarly, heuristic
decision making is often at the heart of many of the negative (and inaccurate)
stereotypes that drive problematic ethnic and racial attitudes and behaviors
(Peffley and Shields, 1996; Smith, 1996).
While
the informed citizen and heuristic models differ in their views about how
much and what kinds of factual information is necessary for citizens to make
political decisions, both see beliefs or cognitive assumptions about
what is true as the driving force of attitude formation and expression.
Alternative approaches, while acknowledging that beliefs matter, place a more
central emphasis on the role of affect or emotion.
One well-developed
approach to the interaction of emotions and factual information in attitude
formation has been developed by Lodge, McGraw, and Stroh (1989; 1990; Also
see Anderson and Hubert, 1963; Lodge Steenbergen and Brau, 1995; Sanbonmatsu
and Fazio, 1990). According to this model of information processing (known
alternately as the "impression driven" or "on-line" model),
individuals make political evaluations at the moment information is presented,
storing their affective impressions in memory and then "forgetting
the actual pieces of evidence that contributed to the evaluation" (Lodge,
McGraw and Stroh, 1989: 401). Affective judgements rather than factual
information about particular individuals, groups, or issues are mentally
stored in a running tally that is updated when new information is encountered.
It is these emotional tallies that are retrieved into short-term memory when
citizens encounter new information and/or make decisions about the person,
group, or issue in question.
The "on-line model"
differs from both the informed citizen and heuristic model in two important
respects. First, it suggests that findings of generally low recognition and
recall of political facts tell us little about peoples exposure to or
use of political information. Citizens may have little memory of such facts,
yet have used them to develop their attitudes. For example, I may be able
to tell you I disapprove of the job the president is doing, and have based
that opinion on a wealth of factual information, but be unable to recall what
those specific facts are. Second, it suggests that peoples political
decisions are driven by affective rather than cognitive schema citizens
come to political judgement about many issues through visceral emotions rather
than deliberation and thought. In this model, political sophistication is
defined as the speed and efficiency with which citizens can process factual
information into affective tallies. At best, tests of factual knowledge are
indicators of ones cognitive processing ability, rather than substantively
important pieces of information that are called up for active use in forming
and expressing political opinions.
Emotions have also been
found to play a role in heuristic decision making. One example is the "likability
heursistic" (Brady and Sniderman, 1985; Carmines and Kuklinski, 1990;
Sniderman, Brody, and Tetlock, 1991). As the name implies, this model assumes
that citizens use short cuts in making political decisions. However, these
short cuts are driven by how one feels about the issue, person, or
group in question. In the version of this model developed by Brady and Sniderman
(1985) and Sniderman, Brody, and Tetlock (1991), citizens infer stands to
individuals and groups by attributing their own views to individuals and groups
they like, and attributing opposing views to those they dislike. For example,
if I am pro-gun control, and like Bill Clinton, then I assume he is pro-gun
control as well. Carmines and Kuklinski (1990) also assume that affect (likability)
drives decision making, but argue that ones feelings towards the individual
or group, coupled with beliefs about where they stand, cues citizens as to
where they themselves stand on the issue in question. For example, if I like
Bill Clinton, and I believe he supports gun control, then I decide that I,
too, must support gun control. While the direction of causality is important,
the point here is that both models see affect, rather than beliefs or knowledge,
as the mainspring of attitude formation and change.
Recently, Lodge and Taber
(1996) have further developed the "on-line" model, combining it
with the concepts of hot cognitions and heuristic decision-making to
develop a theory of motivated political reasoning. According to this theory,
all social information is affectively charged at the moment the information
is encountered, and this "affective tag" is stored directly with
the concept in long term memory (p. 2). These hot cognitions (Abelson, 1963)
are then updated and revised in the face of new information through the on-line
process discussed earlier. Finally, when asked (implicitly or explicitly)
to evaluate a political object, people will use the "how-do-I-feel"
heuristic (Clore and Isbell, 1996) by moving the affective tally into working
memory and using the resulting feelings to guide their response, with negative
net tallies producing a negative judgement and positive net tallies producing
a positive judgement.
Taken as whole, this
research clearly shows that emotions play important, multiple roles in political
information processing. They can create moods that affect ones motivation
to attend to or avoid politics, thus affecting the likelihood of learning
political facts (Marcus et al., 1996: 52). They can interact with knowledge
and beliefs, affecting the way information is perceived, stored, and used
(Carmines and Kuklinski, 1990; Lodge, McGraw, and Stroh, 1989; 1990; Lodge
and Taber, 1996). And they can substitute for factual information in the formation
and expression of political attitudes (Brady and Sniderman, 1985; Lodge and
Taber, 1996; Marcus, et al., 1996: 47-51; Sniderman, Brody, and Tetlock, 1991).
What is also clear, is
that the specific role played by emotions (and factual knowledge) is context
dependent. Lodge, McGraw and Stroh (1989; 1990) found that when experimental
conditions encouraged forming immediate impressions (for example, when
subjects are told, before being given information about candidates, that they
will be asked to evaluate them) political "sophisticates" (significantly,
defined as those scoring highest on a test of factual knowledge) are most
likely to process new information "on-line." But when the experimental
conditions are altered (for example, when subjects are not told they will
be asked to make an evaluation until after information is presented) or when
the topic being evaluated is relatively complex (for example, a policy issue
rather than a candidate), political sophisticates are the most likely to draw
on information that is stored in memory. And Lodge and Taber (1996) suggest
that the "how-do-I-feel" heuristic is most likely to be employed
under certain conditions, including those where affective judgement is called
for, where the consequences of being wrong are minor, where objective information
is not readily available, where disconfirming evidence is not highlighted,
and where one is distracted or under time pressure (p. 3).
More research is needed
on the conditions under which various information-processing strategies are
employed, and the specific roles of factual information, beliefs, and emotions
in these various strategies. In addition, more research is needed on the impact
of different information processing strategies on the quality of resulting
opinions and behaviors. While research suggests that misinformation and/or
certain heuristics can lead to poor decisions, there is little research on
the potentially negative consequences of emotion-driven decision making.
In
addition to these individual-based theories that potentially mitigate the
low and varied levels of knowledge among citizens, there are also several
more systemic, collective theories which, if correct, would also suggest that
concerns about a poorly and inequitably informed citizenry are misplaced.
It is possible that, while there are indisputable gaps in knowledge, these
gaps mask a more equitable distribution among the most informed, active citizens.
Drawing on the logic of elite theories of democracy, perhaps a focus on the
general public, while well-intentioned, is overly idealistic. According to
this argument, in the real world of liberal representative democracy, meaningful
civic engagement is limited by choice or necessity to a relatively
small percentage of citizens. These "watchdogs" keep government honest, and,
if necessary, sound the periodic alarms that mobilize less engaged citizens
to action.
There
is evidence in defense of this notion of limited democracy. For example, voters
are more informed than non-voters, the former averaging 25.4 correct answers
on the 1989 index of knowledge as compared to 19.3 for the latter. Strong
partisans are also more informed than true independents, averaging 24.1 and
21.4 respectively. Similar patterns are found using the 1988 data: voters
were more informed than non-voters (12.2 correct answers to 7.1) and strong
partisans were more informed than independents (11.7 to 7.2). However, these
findings conceal important differences among groups whose political views
are likely to differ. For example, while partisans are more informed than
non-partisans, strong Republicans are significantly more informed (26.1 in
the 1989 survey and 13.3 in the 1988 survey) than are strong Democrats (22.7
and 10.3). Further, voters and partisans are not random subsets of the general
population: the very groups most likely to be politically uninformed are often
the most likely to be underrepresented among these more activist citizens.
Finally, politics in the United States extends well beyond partisan politics
and voting in periodic elections.
A
more direct test of the elite model is to examine the demographic makeup of
the most informed segment of society. If women, blacks, the poor, and the
young are fairly represented within this "guardian class," then discrepancies
in the larger population, while perhaps still a matter of concern, become
less serious. A comparison of the demographic makeup of the population to
that of the most informed fifth of the population strongly suggests that this
is not the case, however. For example, women (who constitute over half the
population) make up only 29 percent of this information elite. African Americans,
about 12 percent of the population, make up only 3 percent of this more informed
group. Low income citizens, well over 30 percent of the population, make up
only 16 percent of the "information rich." And so on. The under
representation of women, blacks, the poor, the young, and their various combinations,
coupled with the overrepresentation of men, whites, the affluent, and older
citizens is profound, rivaling the demographic distortions found in comparisons
of the general public with elected officials. Thus, to the extent that the
real world of politics occurs in the exchanges between elected officials,
administrative officials, and a small but informed elite citizenry, this conversation
is one that mutes the voices of a large segment of the American public.
Alternative
readings of the state civic life have attempted to address the normative and
empirical shortcomings of elite democracy. One such approach is to distinguish
aggregate from individual public opinion. Benjamin Page and Robert Shapiro,
echoing and refining the view first expressed by Aristotle, describe the process
by which a polity can move from "individual ignorance to collective wisdom":
...at
any given moment an individual has real policy preferences, based on underlying
needs and values and on beliefs held at the moment. Furthermore, over
a period of time, each individual has a central tendency of opinion, which
might be called a "true" or long-term preference, and which can
be ascertained by averaging the opinions expressed by the same individual
at several different times. If the individual's opinions fluctuate randomly
around the same central tendency for a sustained period of time, his or
her true long-term preferences will be stable and ascertainable, despite
observed momentary fluctuations in opinion.
If
this picture of individuals' opinions is correct, then at any given moment
the public as a whole also has real collective policy preferences,
as defined by any of various aggregation rules.... Moreover--and this
is the key point--at any given moment, the random deviations of individuals
from their long-term opinions may well cancel out over a large sample,
so that a poll or survey can accurately measure collective preferences
as defined in terms of the true or long-term preferences of many individual
citizens. (1992: p. 16)
Thus,
collective public opinion (and, by extension, collective political participation)
can be rational even if much of the individual opinion or behavior underlying
it is not, because the random views of uninformed citizens cancel each other
out, leaving the true choices of more informed citizens to carry the day.
While
collective rationality is evocative of John Stuart Mill's argument that truth
is produced from its "collision with error," in fact it makes no such claims.
Rather, it argues that error is eliminated in its collision with error.
A polity may have little to fear from uninformed mass opinion or participation,
but only because the opinions and behaviors of most of the masses are inconsequential.
Such a notion is not inevitably elitist, in that it is possible that most
Americans do make informed judgments. But the low levels of political knowledge
which motivate scholars like Page and Shapiro to come to democracy's rescue
also suggests that many Americans do not make informed decisions. Further,
as in all theories that depend upon the few to speak for the many, the representativeness
of the voices that emerge out of the din produced by the collision of ignorance
is critical (Miller, 1986). Thus, proponents of collective rationality are
forced to argue, implicitly, that "all those individuals whose interests are
indisputably included in those of other individuals may be struck off without
inconvenience," an argument no more compelling today than it was when James
Mill made it in the early 19th Century.
A
final attempt to reconcile low and inequitable levels of knowledge with democratic
politics has been to argue that while most Americans are generally under informed,
citizens are "information specialists," knowing more about those
issues that matter most to them. In this "pluralist" model, citizens
are able to engage the political system effectively on the issues they know
and care about, producing a collective politics that is a reasonable approximation
of individual and group interests. The evidence belies this vision, however.
Despite some evidence of specialization, knowledge about different areas of
national politics appears to be highly inter-correlated: put simply, citizens
who are more informed about one area of politics (for example, foreign affairs)
are generally more likely to be informed about other areas of politics (for
example, domestic politics, institutions and processes, and/or political actors)
(Delli Carpini and Keeter, 1993; 1996: 138-151; Zaller, 1986).
In
sum, there is a good deal of theorizing and research suggesting that effective
democracy is possible even if citizens are not fully informed about the details
of politics and policy. However, all of these theories still require some
non-trivial level of individual and/or collective knowledge, all of them concede
(or imply) that the quality of decisions improves as the amount of information
increases, and none of them adequately addresses the implications of systematic
differences in knowledge among different segments of the population.
Summary and Conclusion:
Informing the Publics Discretion
The
American political system is an enigma. It celebrates the individual while
longing for a sense of community. It allows almost unlimited participation
while doing little to facilitate it. It combines "thick" civic responsibilities
with "thin" civic identities. It has emerged as the world's leading democracy,
but is partly designed to limit the impact of the vox populi. And,
perhaps most fundamentally, it is built upon both an abiding faith in and
a deep-seated suspicion of the public. In his later years, Thomas Jefferson
often lamented the lack of trust most of his contemporaries had in the general
public. While he agreed that people often fell short of the civic ideal, he
argued that the political system, by minimizing what was expected of citizens,
guaranteed the nature of their public behavior: "We think one side of this
experiment has been long enough tried, and proved not to promote the good
of the many; and that the other has not been fairly and sufficiently tried"
(Jefferson, 1939: p. 44).
I
share Jefferson's concern about the lack of trust in the people themselves,
a suspicion that, in many respects, is as prevalent today as it was in the
late 18th and early 19th centuries. I also share his beliefs that an informed
citizenry is the only true repository of the public will; that, given the
incentive, education, and opportunity, the general public is capable of exercising
political power in an enlightened way; and that the context in which citizens
operate the social, political, and economic structure is a critical
factor in determining whether or not they are motivated and capable.
Ironically,
the belief that most citizens simply cannot or will not acquire sufficient
political knowledge drives the arguments of both the proponents and
critics of contemporary democracy (this tension is also seen in the period,
described in The Good Citizen, during which the informed citizen model
emerged). It is my view, however, that attempts to salvage democratic theory
and practice by downplaying the responsibilities of citizens or the importance
of an informed public do an injustice to the very values they seek to defend.
Regardless of what conception of democracy one holds whether thin or
thick, direct or indirect information is necessary for citizens to
function effectively. Further, the real world of American politics makes a
surprisingly large number of demands on citizens. While it is impossible to
identify the specific pieces of information necessary for assuring
good citizenship within this context, clearly some information is important,
and all other things being equal, more information is better than less information.
Arguments that it is irrational for citizens to become politically informed
are based on economic models of rational choice, when civic
models are normatively and empirically more appropriate. And while it is certainly
true that we all take advantage of heuristics that reduce the amount of information
necessary for making political decisions, these short cuts themselves require
a nontrivial amount of knowledge to be used effectively.
Throughout
this paper I have attempted to provide empirical support for the Jeffersonian
vision of the importance and possibility of an informed citizenry, while at
the same time confronting those places where the American public falls short
of this vision. This overview suggests the following.
First,
it is nearly meaningless to talk about how much "the public" as an entity
knows about politics. While political knowledge levels are, in many instances,
depressingly low, they are high enough among some segments of the population,
and on some topics, to foster optimism about democratic possibilities. More
than a small fraction of the public is reasonably well informed about politics
informed enough to meet high standards of good citizenship. Many of
the basic institutions and procedures of government are known to half or more
of the public, as are the relative positions of the parties on many major
issues of the day. Further, knowledge levels are too high for us to accept
the view, offered by some proponents of the rational choice school, that acquiring
and retaining information is fundamentally irrational. Indeed, given their
socioeconomic and educational status, the people who are politically well
informed are precisely the kind we would expect to engage in rational behavior.
None of this discounts the need for increasing the level of public knowledge,
nor ignores the fact that large numbers of American citizens are woefully
under informed and that overall levels of knowledge are modest at best. Nor
is it to downplay the often dramatic disparities in knowledge found between
the most and least informed citizens, disparities that rival those found in
the distribution of income and wealth in the United States. Rather it demonstrates
that enough citizens are able to obtain and retain information in the current
political environment an environment that is only partially supportive
of this task to believe that a more fully and equally informed public
is possible.
Second,
despite the numerous political, economic, and social changes that have occurred
since World War II, overall political knowledge levels in the United States
are about the same today as they were 40-to-50 years ago. This stability presents
the greatest challenge to the notion that political knowledge levels are strongly
affected by structural and contextual conditions. At a minimum it underscores
how difficult raising aggregate levels of knowledge may be, and could be construed
as evidence of the fundamental intransigence of political ignorance. However,
it is important to keep in mind that many of the changes occurring over the
past half century seem as likely to depress as increase citizens' civic knowledge.
For example, while educational attainment levels in the population have risen,
increasing the potential for political knowledge, other changes have clearly
depressed levels of public interest and engagement in politics among citizens
of all educational levels. Thus, I conclude that the stability in political
knowledge is the result of offsetting forces. Further, while long-term trends
show little change in what citizens know, short-term patterns suggest that,
given the right mix of ability, opportunity, and motivation, citizens are
capable of significant political learning. This, coupled with the strong and
significant relationship between socioeconomic status, the political and information
environment, and political knowledge levels, strongly suggests the potential
for improvement.
Third,
most citizens are political generalists, rather than specialists, meaning
that those who are knowledgeable about one aspect of politics tend to be knowledgeable
about others. Several exceptions to this general pattern exist, most notably
that women, blacks, and partisans are relatively more informed about gender,
race, and party issues, respectively, than they are about other political
topics, and that knowledge of local politics is somewhat distinct from knowledge
of state or national government. Taken as a whole, these findings suggest
that different socioeconomic groups are drawn to politics through a variety
of distinct pathways, but that in the long run, differences in the ability,
opportunity, and motivation to learn about politics in general outweigh
differences in the ability, opportunity, and motivation to learn about specific
domains of politics. At the individual level this means that someone who
has the resources to learn about one aspect of politics is also likely to
have the resources to learn about other aspects of politics. At the aggregate
level this means that rather than a pluralist information society in which
different groups and classes bring different information to the marketplace
of ideas, political information of all kinds tends to be concentrated in the
same hands.
A
fourth conclusion follows from the third. Inequality in citizen knowledge
is not simply an idiosyncratic characteristic of individuals. Groups of citizens
vary in knowledge in ways that mirror their standings in the social, political,
and economic world, calling into question the fundamental democratic principle
of equality among citizens. In particular, women, African-Americans, the poor,
and the young tend to be substantially less knowledgeable about politics than
are men, whites, the affluent, and older citizens. Much of the knowledge gap
between these groups persists even when relevant personal characteristics
such as education or occupation are taken into account, pointing to a legacy
of the long-term exclusion of socio-economically disadvantaged citizens from
many aspects of the public sphere. These systematic differences in political
knowledge have serious implications for the ability of some groups to perceive
and act on their self interest or their notion of the public interest. If
Jefferson is right that the people themselves are the best protectors of their
own interests, then many groups are hindered in this effort by their relative
lack of political information.
Fifth,
being politically informed is the result of many factors. As in most spheres
of life, motivation is important in learning about politics. Motivation increases
with age, education, social status, a sense of efficacy, and a belief that
the political world is directly relevant to the individual. But motivation
is only one influence. Individuals with higher levels of cognitive skill and
relevant contextual knowledge will tend to learn much more about politics
than will others. Cognitive skill and contextual knowledge fall under the
rubric of "ability," and are strongly related to one's level of formal education.
Indeed, education is the strongest single predictor of political knowledge.
Yet while personal factors such as ability or motivation strongly affect knowledge
levels, the persistence of, for example, the gender gap in knowledge suggests
that these characteristics are themselves greatly influenced by cultural and
structural factors, and are not solely the result of autonomous personal choices.
Moreover, a key element for political learning is the opportunity to do so,
which is neither as constant nor as vast as commonly believed. Where adequate
political information is available, in a form easily comprehended, citizens
learn more. Indeed, the relationship between availability of information and
citizen knowledge levels is so strong in certain situations that the nature
of the information environment is the most important predictor of knowledge,
surpassing education and interest. Overall, while it is true that individuals
with the greatest cognitive skills are likely to learn the most about politics,
the type of political information needed to function effectively as a citizen
is not especially complex and is well within the reach of individuals with
modest cognitive ability given the motivation and opportunity to do
so. With all due respect to Albert Einstein, politics is not harder than physics!
Finally
and perhaps most important, informed citizens are demonstrably better citizens,
as judged by the standards of democratic theory and practice underpinning
the American system. They are more likely to participate in politics, more
likely to have meaningful, stable attitudes on issues, better able to link
their interests with their attitudes, more likely to choose candidates who
are consistent with their own attitudes, and more likely to support democratic
norms such as extending basic civil liberties to members of unpopular groups.
Differences between the best and least-informed citizens on all of these dimensions
are sizable. The impact of political knowledge is independent of, and thus
over and above, that of other factors such as interest in politics and political
efficacy.
The
American political system was designed to balance a belief in the public's
civic authority with doubts about the public's civic competence. The negative
consequences of uninformed input were originally controlled through legal
restrictions on the participation of the public, with the greatest restrictions
aimed at particular classes of citizens thought to lack the necessary qualities
of good citizenship. The public voice was tempered further through an elaborate
system of checks and balances. At the same time, however, the inherent equality
of citizens, the importance of civic virtue, and the tradition of participatory
democracy were important undercurrents in American political thought. Driven
largely by these undercurrents, de jure restrictions on political participation
have slowly disappeared, and today all citizens are given a great deal of
latitude in how, and how much, they participate in the public sphere.
The
opportunities for political participation have resulted in a system that can
be very responsive to the interests of engaged citizens. However, to take
even modest advantage of these opportunities, citizens need a number of political
resources. Central among these resources is political information. In a public
sphere that is only partially designed to facilitate informed civic input,
and a public philosophy that sends mixed messages regarding the importance
of such input, there are few assurances that the voice to which government
responds is spoken by or for the general public. Many citizens lack the de
facto ability to participate, especially in more costly but more influential
ways. Further, even when they do participate either directly through
the vote or indirectly through opinion polls low absolute and relative
levels of information lower the likelihood that this participation will accurately
reflect the individual, group, and collective interests of the public.
Suggestions
that the negative consequences of low levels of political information can
be offset by an informed elite, collective rationality, heuristic decision-making,
and the like underestimate the importance of political information to these
very theories. For elites to represent the general public effectively, they
must still be accountable to the public. For collective opinions and decisions
to accurately reflect the public interest, either all citizens must be able
to discern and articulate their interests, or the portion who can do so must
be representative of the larger citizenry. And for citizens to use simplifying
strategies in reaching their individual decisions, they must still have enough
information to assure that these cues effectively tie their interests to their
political behavior. This would be true even if political interests were always
consensual or if those with information were representative of those without
it. It is all the more important when interests clash and when the disparities
in information are closely tied to different conceptions of the public good.
One
cannot resolve the paradox of modern democracy by assuming away the importance
of an informed public. The fundamental question is not if the American system
is democratic, but how democratic it is and for whom. Thus, in the end the
paradox of democracy is no paradox at all. For citizens who are the most informed,
democracy works much as intended, while for those who are the most uninformed,
democracy is Madisons tragedy or farce.
The
modern world is bewilderingly complex, and mastering the facts relevant to
the myriad of issues addressed in national politics is admittedly impossible
Schattschneider is correct in saying that by some absolutist standard
nobody knows enough to run government. But Schattschneider and others who
mirror the thrust of his argument draw the wrong conclusion from this "fact."
Being informed is not an either/or proposition, it is a more or less proposition.
True, the American political system is well-insulated from many of the negative
effects of non-participation and of participation by citizens who are poorly
informed. The political system does not collapse when a president is elected
with less than half the popular vote and less than a quarter of the eligible
vote. Nor does it go into crisis when a majority of citizens express an opinion
regarding aid to the Contras without knowing where Nicaragua is relative to
the United States or who the Contras are. But none of this suggests that the
authoritative allocation of goods, services, and values decisions about
who gets what, where, when, and how would not be significantly altered
if more citizens participated in more informed ways. Finally, it is true that
many citizens show remarkable resourcefulness in using partial, often meager
information to extrapolate to opinions and decisions that, on the face of
it, would appear to require more complex deliberation. But this ability still
requires some information, and it in no way assures that the decisions
made are satisfactory for the individual or the polity, or that such decisions
would not be improved by more information.
I
am not arguing that contemporary democracy requires that all citizens
be expert on all facets of national politics, but I do suggest that the more
citizens are passingly informed about the issues of the day, the behavior
of political leaders, and the rules under which they operate, the better off
they are, the better off we are. Similarly, I acknowledge that even
democracies require "information elites"--experts who are especially informed
about particular issues and to whom the rest of the citizenry turns for advice
or leadership. But the greater the range of these experts, and the greater
the percentage of the general public that is able to fulfill these roles (even
as intermediaries in the flow of information), the more democratic that flow
of information is likely to be.
During a public lecture
on astronomy in which he described the earth's orbit around the sun, Bertrand
Russell was challenged by an elderly woman in the audience who exclaimed,
"What you told us is rubbish. The world is really a flat plate supported on
the back of a giant tortoise." Russell, thinking he had the woman trapped
by her own logic, asked, "But what is the tortoise standing on?" "You're very
clever, young man, very clever," was the woman's response, "But it's turtles
all the way down!" In some ways this exchange captures the shortcoming of
arguments intended to demonstrate that democracy can operate without benefit
of citizens who meet civic requisites such as knowledge of politics. Competent
civic decision making may rest "on the backs" of elites or some simple heuristic
short-cuts. But on what do these elites rest? These heuristics? To argue it
is "elites all the way down" is to define away the meaning of even limited
democracy. And to suggest it is "heuristics all the way down" is to destroy
their conceptual utility that they are information short-cuts. In the
end one cannot use these models to argue that democracy can operate effectively
without an informed public because, ultimately, democracy rests on the backs
of its citizens.
Footnotes:
1. For examples, see Vera Brodsky Lawrence, Music
for Patriots, Politicians, and Presidents: Harmonies and Discords of the First
Hundred Years (New York: Macmillan, 1975); The Chestnut Brass Company and
Friends, Hail to the Chief! American Political Marches, Songs & Dirges of
the 1800s, Sony Classical compact disc SFK 62485; Bernard F. Reilly, American
Political Prints, 1766-1876: A Catalog of the Collections in the Library of
Congress (Boston: G.K. Hall & Co., 1991); Jean H. Baker, Affairs of Party:
The Political Culture of Northern Democrats in the Mid-Nineteenth Century
(Ithaca, N.Y.: Cornell University Press, 1983); Roger A. Fischer, Tippecanoe
and Trinkets Too: The Material Culture of American Presidential Campaigns,
1828-1984 (Urbana, Ill.: University of Illinois Press, 1988).
2. Donald B. Cole, Martin Van Buren and the American Political System (Princeton:
Princeton University Press, 1984), 150-52; Richard H. Brown, "The Missouri
Crisis, Slavery, and the Politics of Jacksonianism," South Atlantic Quarterly
65 (Winter 1966): 55-72.
3. Ronald Satz, American Indian Policy in the Jacksonian
Era (Lincoln: University of Nebraska Press, 1975), 9-13. See also, Michael
Paul Rogin, Fathers and Children: Andrew Jackson and the Subjugation of the
American Indian (New York: Alfred A. Knopf, 1975); David S. Heidler and Jeanne
T. Heidler, Old Hickory's War: Andrew Jackson and the Quest for Empire (Mechanicsburg,
Pa.: Stackpole Books, 1996).
4. Cole, Van Buren and the Political System, 364-66; Satz, American Indian
Policy, 211-45; John K. Mahon, History of the Second Seminole War, 1835-1842,
revised ed. (Gainesville: University of Florida Press, 1985); Francis Paul
Prucha, The Great Father: The United States Government and the American Indians
(1984; reprint, Lincoln: University of Nebraska Press, 1995), Volume I.
5. Quotations from John
M. Murrin, "The Great Inversion, or Court Versus Country: A Comparison of
the Revolution Settlements in England (1688-1721) and America (1776-1816),"
in Three British Revolutions: 1641, 1688, 1776, ed. J.G.A. Pocock (Princeton:
Princeton University Press, 1980), 425. For a thorough
review and strong critique of the historiography on the American state, see
Richard R. John, "Governmental Institutions
As Agents of Change: Rethinking American Political Development in the Early
Republic, 1787-1835," Studies in American Political Development 11
(1997): 347-380. For the term "politics of affiliation,"
see Michael Schudson, The Good Citizen:
A History of American Civic Life (New York: Free Press, 1998),
6.
6. For just a taste of what the Indians faced
in terms of government policies and agencies, see Prucha, Great Father,
vol. I; Francis Paul Prucha, The Sword
of the Republic: The United States Army on the Frontier, 1783-1846 (Bloomington,
Ind.: Indiana University Press, 1969); Michael D. Green, The Politics of
Indian Removal: Creek Government and Society in Crisis (Lincoln: University
of Nebraska Press, 1982).
7. Schudson, Good Citizen, 313-14.
8. Schudson, Good Citizen, 133-43. For
judicious assessments of the debates that find much civic merit in them while
steering clear of the mythology debunked by Schudson and Blumin, see David
Zarefsky, Lincoln, Douglas, and Slavery: In the Crucible of Public Debate
(Chicago: University of Chicago Press, 1993); David
M. Potter, The Impending Crisis, 1848-1861 (New York: Harper &
Row, 1976), 328-55.
9. Lewis
Atherton, Main Street on the Middle Border (1954; reprint, Bloomington:
Indiana University Press, 1981), 121-42; Carl
Bode, The American Lyceum: Town Meeting of the Mind (New York: Oxford
University Press, 1956); Jack Larkin, The Reshaping of Everyday Life, 1790-1840
(New York: HarperPerennial, 1989), 232-44, 258-303.
10. The term "participatory
democracy" was popularized by the 1962 "Port Huron Statement" of the Students
for a Democratic Society and became a rather vague and flexible catchphrase
for the New Left more generally. Tom Hayden first used it denote a supplement
to representative democracy, but it quickly came more commonly to mean some
"radical alternative to representative institutions." See James Miller,
"Democracy is in the Streets": From Port Huron to the Siege of Chicago
(New York: Simon & Schuster, 1987), 141-54, quotation on 152-53. Given
that the whole concept of "participatory democracy" was designed to point
up the inherent shortcomings of representative government and the party system,
at a time when citizen participation in the party system was at an all-time
high, it seems a standard that no party system, especially one that existed
in the nineteenth century, could ever attain. Moreover, even the SDS had leaders
who worked hard to organize campuses, mount protests, and generate support
for their ideas, despite the group's faith in consensual decision-making and
spontaneous mass political expression.
11. Examples of pro-party treatises include
Frederick Grimke, The Nature and Tendency
of Free Institutions [1856], ed. John William Ward (Cambridge, Mass.:
Belknap Press of Harvard University Press, 1968); and Martin Van Buren, Inquiry
into the Origin and Course of Political Parties in the United States (1867;
reprint, New York: Augustus M. Kelley, 1967). For a convenient sampler illustrating
the efflorescence of romantic democratic thought in the antebellum decades,
see Joseph L. Blau, ed., Social Theories of Jacksonian Democracy: Representative
Writings of the Period (Indianapolis: Bobbs-Merrill, 1964). For broader
discussions of nineteenth-century thought on parties, see Michael L. Wallace,
"Ideologies of Party in the Ante-Bellum Republic" (Ph.D. diss., Columbia University,
1973); and Richard
Hofstadter, The Idea of a Party System: The Rise of Legitimate Opposition
in the United States, 1780-1840 (Berkeley: University of California Press,
1969). For examples of nineteenth-century Americans'
deep feelings for party, see Baker, Affairs
of Party.
12. Charles Grandison Finney, Lectures
on Revivals of Religion [1835], ed. William G. McLoughlin (Cambridge,
Mass.: Belknap Press of Harvard University Press, 1960), 150, 181, 193, 272.
13. On antiparty
movements that started parties, see, Richard
H. Sewell, Ballots for Freedom: Antislavery Politics in the United States,
1837-1860 (1976; reprint, New York: Norton, 1980); Paul Goodman, Towards
a Christian Republic: Antimasonry and the Great Transition in New England
(New York: Oxford University Press, 1988); Tyler Anbinder, Nativism and
Slavery: The Northern Know Nothings and the Politics of the 1850s (New
York: Oxford University Press, 1992); Mark Voss-Hubbard,
"The 'Third Party Tradition' Reconsidered: Third Parties and American Public
Life, 1830-1900," Journal of American History 86 (June 1999): 121-50.
14. Michael
E. McGerr, The Decline of Popular Politics: The American North, 1865-1928
(New York: Oxford University Press, 1986), 3-41;
Schudson, Good Citizen, 228.
15. Works
advancing or reflecting this interpretation include: William Nisbet Chambers
and Walter Dean Burnham, eds., The American Party Systems: Stages of Political
Development (New York: Oxford University Press, 1967);
Ronald P. Formisano, "Deferential-Participant
Politics: The Early Republic's Political Culture, 1789-1840,"American Political
Science Review 68 (1974): 473-487; idem,
The Birth of Mass Political Parties: Michigan, 1827-1861 (Princeton:
Princeton University Press, 1971); idem, The Transformation of Political
Culture: Massachusetts Parties, 1790s-1840s (New York: Oxford University
Press, 1983); Paul Kleppner, et al., The Evolution of American Electoral
Systems (Westport, Conn.: Greenwood Press, 1981); Richard L. McCormick,
The Party Period and Public Policy: American Politics From the Age of Jackson
to the Progressive Era (New York: Oxford University Press, 1986); Joel
H. Silbey, The American Political Nation, 1838-1893 (Stanford, Calif.:
Stanford University Press, 1991).
16. Richard P. McCormick, "New Perspectives on Jacksonian
Politics," American Historical Review 65 (Jan. 1960): 288-301.
17. See, for example, Ronald P. Formisano, "Federalists
and Republicans: Parties, Yes System, No," in Kleppner, et al., Evolution
of American Electoral Systems, 33-76.
18. Maryland is one of the few states for which
a good series of election records have been found and studied, and the results
(high voter turnouts and consistently partisan electoral behavior) do not
support the dominant interpretation. See
David A. Bohmer, "The Maryland Electorate and the Concept of a Party System
in the Early National Period," in The History of American Electoral Behavior,
ed. Joel H. Silbey, Allan G. Bogue, and William H. Flanigan (Princeton: Princeton
University Press, 1978), 146-73.
19. Andrew W. Robertson,
telephone conversation with author, 10 November 1999. Some of the First Democratization
Project data are utilized in Andrew Robertson and Philip Lampi, "The Election
of 1800 Revisited," paper presented at the American Historical Association
annual meeting, Chicago, Ill., 9 January 2000.
20. David
Waldstreicher, In the Midst of Perpetual Fetes: The Making of American
Nationalism, 1776-1820 (Chapel Hill: University of North Carolina Press
for the Omohundro Institute of Early American History and Culture, 1997).
For other works covering aspects of this festive political culture, see Peter
Thompson, Rum Punch and Revolution: Taverngoing and Public Life in Eighteenth-Century
Philadelphia (Philadelphia: University of Pennsylvania Press, 1999); Simon
P. Newman, Parades and the Politics of the Street: Festive Culture in the
Early American Republic (Philadelphia: University of Pennsylvania Press,
1997); Len Travers, Celebrating the Fourth: Independence Day and the Rites
of Nationalism in the Early Republic (Amherst, Mass.: University of Massachusetts
Press, 1997).
21. Jeffrey L. Pasley,
"The Tyranny of Printers": The Rise of Newspaper Politics in the Early
American Republic (Charlottesville: University Press of Virginia, forthcoming).
22. Wilson Carey McWilliams, "Parties as Civic Associations,"
in Gerald M. Pomper, ed., Party Renewal in America: Theory and Practice
(New York: Praeger, 1980), 51-68; Cornelius P. Cotter and Bernard C. Hennessey,
Politics without Power: The National Party Committees (New York: Atherton
Press, 1964), 1-38.
23. Schudson, Good Citizen, 240-93.
24. Ibid., 311.
25. Pauline
Maier, From Resistance to Revolution: Colonial Radicals and the Development
of American Opposition to Britain, 1765-1776 (1972; reprint, New York:
Vintage Books, 1974), 3-26; Paul
A. Gilje, The Road to Mobocracy: Popular Disorder in New York City,
1763-1834 (Chapel Hill: University of North Carolina Press for the
Institute of Early American History and Culture, 1987);
idem, Rioting in America
(Bloomington: Indiana University Press, 1999); David P. Szatmary, Shays'
Rebellion: The Making of an Agrarian Insurrection (Amherst: University
of Massachusetts Press, 1980); Thomas P. Slaughter, The Whiskey Rebellion:
Frontier Epilogue to the American Revolution (New York: Oxford University
Press, 1986).
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